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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-28 |
| NV | RA | APPROVED | 2023-11-14 |
Branch Locations
7477 W Lake Mead Blvd Ste 170, Las Vegas, NV 89128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Las Vegas | NV | 08/2014 | 11/2023 |
| Transamerica Financial Advisors, Inc. | Las Vegas | NV | 09/2014 | 11/2023 |
| Coyer | Las Vegas | NV | 09/2014 | 11/2023 |
| Niagara University | Niagara University | NY | 12/2015 | 11/2023 |
| Las Vegas Elks Lodge No. 1468 | Las Vegas | NV | 02/2017 | 03/2019 |
| Net Law Inc | Louisville | KY | 05/2020 | 11/2023 |
| Wealthwave | Las Vegas | NV | 01/2016 | 11/2023 |
| Lpl Financial Llc | Las Vegas | NV | 11/2023 | Present |
1- 10/30/2023 - Coyer Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 2- 10/30/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 3- 10/30/2023 - The Integrity Groups - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 10 Hr/Mth 4- 10/30/2023 - One Resource Group - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 20 Hr/Mth 5- 10/30/2023 - Coyer Properties - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 4 Hr/Mth 6- 07/08/2024 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/27/2024 - 160 Hours per Month/ 8 Hours During Trading 7- 04/29/2026 - Divergent - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/28/2026 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
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