Martin Joseph Carroll

Current Employers

Employment History

• 03/1998 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glastonbury, CT
• 12/2009 → 08/2017
  Bank Of America, N.A.
  Glastonbury, CT
• 08/2017 → Present
  Raymond James & Associates
  West Hartford, CT

Previous Registrations

• 2000-01-20 → 2017-08-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glastonbury, CT
  Hartford, CT
  Hartford, CT

Other Businesses

1. Marine Corps Scholarhip Foundation Connecticut Tournament Address: Wethersfield, CT Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Administration Investment Related:No Start Date: 08/01/2007 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 2 Description of duties: I am the chairman of the Marine Corps Scholarship Foundation (MCSF) Connecticut Golf Tournament. The MCSF is a national foundation and this event that I run raises money for the foundation. 2.CT Family Support Network Address: Glastonbury, CT Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related:No Start Date: 10/01/2015 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: I help them in discussing strategy and challenges 3.I*41359 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HARC, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: ASYLUM AVENUE, HARTFORD, CONNECTICUT 6105 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 9/1/2011 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: THE BUSINESS PROVIDES SUPPORTS AND SERVICES TO PEOPLE WITH INTELLECTUAL DISABILITIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-27
• S63 Uniform Securities Agent State Law Examination
  1997-09-18

Designations

Other Names

• Martin Joseph Carroll
• Martin Joseph Corroll
• Marty Carroll