Steven E Carpmail

Current Employers

Employment History

• 10/2009 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Puyallup, WA
• 08/2019 → Present
  Ameriprise Financial Services, Llc
  Tacoma, WA

Previous Registrations

• 2009-10-23 → 2019-08-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Puyallup, WA
  Puyallup, WA
  Tacoma, WA
  Seattle, WA
• 2002-09-27 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Puyallup, WA
  Puyallup, WA

Other Businesses

Real Estate Ownership; Single Family; 95th Ave CT E, , Puyallup, WA, 98375; Not Investment-Related; 01/01/2010 / Single Family; Wintergreen Lane, , Ronald, WA, 98940; Not Investment-Related; 01/01/2013 / Single Family; Ainamalu, , Waikoloa, HI, 96738; Not Investment-Related; 11/01/2018 / Single Family; 918 Kings Crown Dr, , Sanibel, FL, 33957; Not Investment-Related; 02/01/2024. Business Ownership; Cutts LLC; Role- Co OwnerResponsibility- None wife had rental company; Real-estate Rental; 10334 Kopachuck Dr N W, , Gig Harbor, WA, 98335; Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Blue Cannon; Role - Co OwnerResponsbility - none wife's does rentals; Realestate Rental; Kopachuck, , Gig Harbor, WA, 98335; Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Winsome; Role - Co OwnerResponsibility - None wife vacation rental; Vacation Rental; Kopachuck, , Gig Harbor, WA, 98355; Investment-Related; 12/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Joeva LLC; Co-owner; Real Estate; 69-9195 , , Waikoloa, HI, 96738; Not Investment-Related; 08/07/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-04
• S63 Uniform Securities Agent State Law Examination
  1997-08-25

Other Names

• Steven Carpmail
• Steven Elliott Carpmail
• Steven E Carpmail