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25 Music Square East Suite 200, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-02-03 |
| NM | RA | APPROVED | 2024-05-09 |
Branch Locations
25 Music Square East Suite 200, Nashville, TN 37203 • United States
Hermitage, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Albuquerque | NM | 11/2008 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | 05/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | 05/2024 |
| Tigeroak Management, L.L.C. D/B/A Hs Wealth Partners | Albuquerque | NM | 05/2024 | Present |
Licensed insurance agent; Not investment-related; 316 Osuna Rd NE Suite 400, , Albuquerque, NM. 87107; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-17 |
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