Diane Robin Johnson

Current Employers

Employment History

• 04/2013 → 09/2020
  Securities Service Network
  Cupertino, CA
• 09/2020 → Present
  Securities America, Inc.
  Danville, CA
• 09/2020 → Present
  Securities Services Network, Llc
  Danville, CA
• 01/2023 → Present
  Blackhawk Financial Advisors, Llc
  Columbia, SC
• 10/2013 → 09/2020
  Ssn Advisory, Inc.
  Danville, CA

Previous Registrations

• 2020-09-18 → 2023-08-18
  Securities America Advisors, Inc.
  Danville, CA
• 2013-10-30 → 2020-09-18
  Ssn Advisory, Inc.
  Danville, CA
• 2013-04-04 → 2013-11-26
  Householder Group Financial Advisors, Llc
  Cupertino, CA
• 2007-02-07 → 2013-04-16
  Osaic Fa, Inc.
  San Ramon, CA
  San Ramon, CA
  San Ramon, CA
  San Ramon, CA
  San Ramon, CA
• 2004-08-24 → 2006-12-31
  Diane R. Johnson & Associates, Inc.
  Campbelll, CA
• 2002-12-03 → 2003-03-31
  Charles Schwab & Co., Inc.
  San Jose, CA

Other Businesses

***Our Cash Cow, LLC - 4115 Blackhawk Plaza Circle, Suite 100 Danville, CA 94506 - 03/2016 start date - NIR - Purchase rental property for myself, my sister, and mother. We all plan to be partners. - look for rental property opportunities. Hire a property manager to run the day to day operations for the rentals. - Private Corp - 0 hrs/mo tradin ***Co-Trustee Mother's trust-/future trustee of father's trust -home address - start date 09/2016 - NIR - When/If parents become incapacitated I will be a co-trustee of my their trust, along with my sister. - general trustee duties. - Trust - 0 hrs/mo trading ***Blackhawk Financial Advisors -4115 Blackhawk Plaza Circle, Suite 100, Danville, CA 94506 - 07/2016 - Investment Related - changing the name of the company from Johnson Financial Strategies to Blackhawk Financial Advisors. Blackhawk is a prestigious community in my area. The firm will offer investment advisory services, financial planning services, insurance products, and annuities. I will be phasing out Johnson Financial Strategies and terminating that outside business activity once the new business cards, stationary, logo, etc are completed. - My duties will be to provide the services above to the client. - Corp - 150 hrs/mo trading ***Blackhawk Estate Planning -4115 Blackhawk Plaza Circle, Suite 100, Danville, CA 94506 - 06/2019 - NIR - Estate planning services or receiving referral fees from attorneys for referring prospects - drafting estate plans or alternative services - Sole Prop - 10 hrs/mo trading ***Blackhawk Financial Advisors -4115 Blackhawk Plaza Circle, Suite 100, Danville, CA 94506 - 01/2020 - Investment Related - Investment Advisory Fee Based Firm - Provide investment advice and management - corp - 10 hrs/mo trading ***JOHNSON REAL ESTATE VENTURES, LIMITED LIABILITY CORP -president -purchase of rental property in south carolina. I plan to have a property manager for most or all of the properties to manage the day to day tenant requests/maintenance. This is an extension of the previous OBA I had with SSN where I formed an entity to buy and hold California real estate with my mother and sister. This entity, Johnson Real Estate ventures is for South Carolina property for myself. INVEST RELATED: Yes #HRS: 10 SEC TRADE HRS: 5 -4/5/21 -4115 blackhawk plaza cir ste 100, danville CA 94506 -buy real estate and rent the properties or sell them when it makes sense. ***MY CASH COW LLC -president -rental real estate. Was planning on investing in CA real estate, but I have decided to close this entity and invest in SC real estate instead. I will be closing the entity in the next 90 days. No activity has taken place in the entity. INVEST RELATED: Yes -4/5/21 -4115 blackhawk plaza circle, #100, danville CA 94506 -real estate in california. plan to close this entity right away since I have decided to invest in south carolina real estate instead. this company was organized in ca. ***DBA - Blackhawk Financial Advisors, Inc. ***BLACKHAWK ESTATE PLANNING POSITION: attorney NATURE: blackhawk estate planning-legal oba. I had this approved when I was with SSN, but I realize that it is not approved as SAI. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2015 ADDRESS: 4115 blackhawk plaza circle, suite 100, danville CA 94506 DESCRIPTION: preparing estate plans, trust administration for estate. Very little time spent on this activity in the last 7 years I have done two cases.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-18
• S63 Uniform Securities Agent State Law Examination
  1997-11-24

Designations

Other Names

• Diane Robin Johnson
• Diane Robin Johnson
• Diane R Johnson