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Account
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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2021-05-01 |
| NJ | RA | APPROVED | 2020-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leenolan | New York | NY | 05/2004 | 06/2017 |
| Mml Investors Services, Inc. | New York | NY | 07/2004 | 06/2017 |
| Santander Bank, Na | Boston | MA | 06/2017 | 01/2020 |
| Santander Securities, Llc | Dorchester | MA | 06/2017 | 01/2020 |
| Jp Morgan Securities, Llc | Bronx | NY | 01/2020 | Present |
| Jp Morgan Chase Bank, N.A. | Bronx | NY | 01/2020 | Present |
| Massmutual Insurance Group | New York | NY | 05/2004 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-26 |
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