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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

Bridgewater, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Brooklyn NY 03/2009 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Fairfield NJ 03/2017 Present
  • 03/2009 → Present
    Metlife Securities Inc
    Brooklyn, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Fairfield, NJ
Previous Registrations
  • 2005-12-02 → 2017-03-25
    Msi Financial Services, Inc.
    Wall Township, NJ
    Englewood, NJ
    Brooklyn, NY
    Bridgewater, NJ
    Cranford, NJ
    Wall Township, NJ
    Springfield, MA
    Springfield, MA
    Cranford, NJ
    Fairfield, NJ
  • 2002-06-20 → 2005-12-31
    Metlife Investment Fund Services Llc
    Woodbridge, NJ
Other Businesses

(1)NAME: Unitas Caritas Foundation INV REL: N ADD: 7 Regina Drive, Hillsborough NJ 08844 NATURE: Other/Serve as a board member for the Unitas Caritas Foundation, a non-profit organization which supports my alma mater, Immaculata High School (Somerville, NJ). It is a volunteer position and I do not have access to, or handle any of the organization's funds. POSITION: Board Member START DATE: 07/15/2020 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-19
S63 Uniform Securities Agent State Law Examination 1998-01-12
  • S65 Uniform Investment Adviser Law Examination
    2002-06-19
  • S63 Uniform Securities Agent State Law Examination
    1998-01-12

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