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John Boyden Duffy

Kellogg Asset Management, LLC

Green Bay, WI

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Current Employers
Kellogg Asset Management, Llc

200 North Adams Street, Green Bay, WI 54301 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2010-01-28
  • WI RA
    APPROVED
    Since 2010-01-28

Branch Locations

200 North Adams Street, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Trust Company Madison WI 12/2004 Present
Associated Investment Services, Inc. Green Bay WI 08/2006 Present
Kellogg Asset Management, Llc Green Bay WI 01/2010 Present
  • 12/2004 → Present
    Associated Trust Company
    Madison, WI
  • 08/2006 → Present
    Associated Investment Services, Inc.
    Green Bay, WI
  • 01/2010 → Present
    Kellogg Asset Management, Llc
    Green Bay, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-04
S65 Uniform Investment Adviser Law Examination 1997-08-21
  • S63 Uniform Securities Agent State Law Examination
    2000-08-04
  • S65 Uniform Investment Adviser Law Examination
    1997-08-21

View on SEC IAPD

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MARK ANDREW ENGLES
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KENNETH JOSEPH MELOTTE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
MELOTTE FINANCIAL ADVISORS · GREEN BAY, WI
ONELEGACY ADVISORS, LLC · GREEN BAY, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Green Bay, WI
J.P. MORGAN SECURITIES LLC · GREEN BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
BARINGTON CAPITAL MANAGEMENT, LLC · GREEN BAY, WI
HARBOUR INVESTMENTS, INC. · GREEN BAY, WI

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