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James Maki

Neuberger Berman Bd LLC

New York, NY

S Boston, MA

Boston, MA

CRD 2939605

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-08
  • NY RA
    APPROVED
    Since 2025-09-08

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

S Boston, MA • United States

1 Lincoln Street 29Th Fl, Boston, MA 02111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Boston MA 01/2013 08/2025
Eaton Vance Distributors, Inc. Boston MA 01/2013 08/2025
Neuberger Berman Boston MA 09/2025 Present
  • 01/2013 → 08/2025
    Eaton Vance Distributors, Inc.
    Boston, MA
  • 01/2013 → 08/2025
    Eaton Vance Distributors, Inc.
    Boston, MA
  • 09/2025 → Present
    Neuberger Berman
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-05
S63 Uniform Securities Agent State Law Examination 2000-11-09
  • S65 Uniform Investment Adviser Law Examination
    2007-10-05
  • S63 Uniform Securities Agent State Law Examination
    2000-11-09
Other Names
  • James Niilo Maki

View on SEC IAPD

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