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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| CO | RA | APPROVED | 2015-06-26 |
| CA | RA | APPROVED | 2011-09-23 |
Branch Locations
1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States
143 Union Blvd Ste 1050, Lakewood, CO 80228 • United States
143 Union Blvd Ste 1050 [Kx-Rbo], Lakewood, CO 80228 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | El Segundo | CA | 09/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-13 |
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