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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-01-17
  • MD RA
    APPROVED
    Since 2012-01-17

Branch Locations

7360 Guilford Drive Ste 200A, Frederick, MD 21704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Founders Financial Securities Llc Towson MD 01/2012 Present
Dallavalle Financial Frederick MD 12/2015 01/2022
Previous Registrations
  • 2005-08-17 → 2012-01-20
    Investors Capital Corp.
    Lynnfield, MA
    Greenville, SC
    Frederick, MD
    Lynnfield, MA
    Frederick, MD
Other Businesses

1)Frederick Financial Planners, INC (DBA); Investment Related; 7360 Guilford Drive Suite 200A Frederick, MD 21704; Start Date: 12/1/2015; Investment Advisor and Insurance Agent; 40 Hrs. per month; 40 Hrs. during trading; financial planning, insurance sales and advisory services 2) Felix's Follys LLC; Investment Related; 7360 Guilford Drive Suite 200A Frederick, MD 21704; Start Date: 06/28/2010; Real Estate Member; 1 Hr. per month; 0 Hrs. during trading; Real Estate 3) FSK Investment Club; Investment Related; 7360 Guilford Drive Suite 200A Frederick, MD 21704; Start Date: 06/2007; 2 Hrs. per month; 0 Hrs. during trading. 4) Rotary Club of Carroll Creek - Tour de Frederick; Frederick, MD; Treasurer; Community event between Rotary Club and Boys and Girls Club; 3 hours/month; 3 hours during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-13
S63 Uniform Securities Agent State Law Examination 2000-09-09
  • S65 Uniform Investment Adviser Law Examination
    2005-08-13
  • S63 Uniform Securities Agent State Law Examination
    2000-09-09

View on SEC IAPD

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