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1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2012-01-17 |
Branch Locations
7360 Guilford Drive Ste 200A, Frederick, MD 21704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Founders Financial Securities Llc | Towson | MD | 01/2012 | Present |
| Dallavalle Financial | Frederick | MD | 12/2015 | 01/2022 |
1)Frederick Financial Planners, INC (DBA); Investment Related; 7360 Guilford Drive Suite 200A Frederick, MD 21704; Start Date: 12/1/2015; Investment Advisor and Insurance Agent; 40 Hrs. per month; 40 Hrs. during trading; financial planning, insurance sales and advisory services 2) Felix's Follys LLC; Investment Related; 7360 Guilford Drive Suite 200A Frederick, MD 21704; Start Date: 06/28/2010; Real Estate Member; 1 Hr. per month; 0 Hrs. during trading; Real Estate 3) FSK Investment Club; Investment Related; 7360 Guilford Drive Suite 200A Frederick, MD 21704; Start Date: 06/2007; 2 Hrs. per month; 0 Hrs. during trading. 4) Rotary Club of Carroll Creek - Tour de Frederick; Frederick, MD; Treasurer; Community event between Rotary Club and Boys and Girls Club; 3 hours/month; 3 hours during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-09 |
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