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39 Broadway Suite 1730, New York, NY 10006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Francis Financial Inc. | New York | NY | 08/2003 | Present |
NAME : SAVVY LADIES INVESTMENT-RELATED : YES ADDRESS : PO BOX 670, PECK SLIP STATION, NY, 10272-0670 NATURE : FINANCIAL EDUCATION POSITION : BOARD MEMBER TITLE : FOUNDER RELATIONSHIP WITH OTHER BUSINESS : NO FORMAL RELATIONSHIP START DATE OF RELATIONSHIP : 2003 APPROXIMATE NUMBER OF HOURS / MONTH : 15 APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS : 10 DUTIES : COORDINATING BOARD MEMBER MEETINGS, DESIGNING EDUCATION PROGRAMS, SPEAKING ENGAGEMENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-14 |
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