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Elizabeth Windsor Thompson

Osaic Wealth, Inc.

Glen Allen, VA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-19
VA RA APPROVED 2023-12-18
  • FL RA
    APPROVED
    Since 2023-12-19
  • VA RA
    APPROVED
    Since 2023-12-18

Branch Locations

301 Concourse Boulevard Suite 140, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Richmond VA 10/2015 03/2017
Cuna Brokerage Services, Inc. Waverly IA 04/2017 08/2019
Cuna Mutual Group Waverly IA 04/2017 08/2019
Flowers Make Scents Midlothian VA 06/2016 06/2017
Unemployed Goochland VA 08/2019 01/2020
Lpl Financial Llc Glen Allen VA 03/2020 12/2023
Old Dominion Asset Management Inc. Glen Allen VA 01/2020 Present
Osaic Glen Allen VA 12/2023 Present
  • 10/2015 → 03/2017
    Lincoln Financial Securities Corporation
    Richmond, VA
  • 04/2017 → 08/2019
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 04/2017 → 08/2019
    Cuna Mutual Group
    Waverly, IA
  • 06/2016 → 06/2017
    Flowers Make Scents
    Midlothian, VA
  • 08/2019 → 01/2020
    Unemployed
    Goochland, VA
  • 03/2020 → 12/2023
    Lpl Financial Llc
    Glen Allen, VA
  • 01/2020 → Present
    Old Dominion Asset Management Inc.
    Glen Allen, VA
  • 12/2023 → Present
    Osaic
    Glen Allen, VA
Previous Registrations
  • 2020-04-03 → 2024-01-02
    Old Dominion Asset Management Inc.
    Glen Allen, VA
  • 2017-04-13 → 2019-08-28
    Cuna Brokerage Services, Inc.
    Richmond, VA
    Midlothian, VA
    Richmond, VA
    Farmville, VA
    Chesterfield, VA
    Colonial Heights, VA
    Chester, VA
  • 2015-10-19 → 2017-03-23
    Osaic Fs, Inc.
    Richmond, VA
  • 2014-05-15 → 2015-10-13
    Old Dominion Asset Management Inc.
    Glen Allen, VA
  • 2011-03-10 → 2014-03-31
    Grove Point Investments, Llc
    Midlothian, VA
    Glen Allen, VA
  • 2009-04-29 → 2011-03-15
    Osaic Fa, Inc.
    Manakin Sabot, VA
  • 2008-06-04 → 2009-01-06
    Cetera Investment Services Llc
    Richmond, VA
  • 2005-04-27 → 2006-11-29
    First Market Advisors, Inc.
    Richmond, VA
  • 2005-08-16 → 2006-08-03
    Cetera Investment Services Llc
    Richmond, VA
    Richmond, VA
  • 2002-04-29 → 2004-06-01
    Bb&T Investment Services, Inc.
    Charlotte, NC
Other Businesses

1. 3/5/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/06/2020 - 10 Hours Per Month During Securities Trading - Time Spent 1% - Selling life insurance. Agent at 301 Concourse Boulevard, suite 140, Glen Allen, VA 23059. 2. ELIZABETH W. THOMPSON, INDEPENDENT INSURANCE AGENT POSITION: insurance agent NATURE: Sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/16/2001 ADDRESS: 301 Concourse Boulevard, Suite 140, Glen Allen VA 23059, United States DESCRIPTION: Assess and needs based analysis of appropriate insurance coverage for life, disability and long term care 3. OLD DOMINION ASSET MANAGEMENT, INC. POSITION: Director NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/16/2020 ADDRESS: 301 Concourse Blvd, Suite 140, Glen Allen VA 23059, United States DESCRIPTION: DBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24
Other Names
  • Elizabeth Ann Windsor
  • Elizabeth W Sams
  • Elizabeth Windsor Sams
  • Elizabeth Thompson

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