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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-19 |
| VA | RA | APPROVED | 2023-12-18 |
Branch Locations
301 Concourse Boulevard Suite 140, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Richmond | VA | 10/2015 | 03/2017 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 04/2017 | 08/2019 |
| Cuna Mutual Group | Waverly | IA | 04/2017 | 08/2019 |
| Flowers Make Scents | Midlothian | VA | 06/2016 | 06/2017 |
| Unemployed | Goochland | VA | 08/2019 | 01/2020 |
| Lpl Financial Llc | Glen Allen | VA | 03/2020 | 12/2023 |
| Old Dominion Asset Management Inc. | Glen Allen | VA | 01/2020 | Present |
| Osaic | Glen Allen | VA | 12/2023 | Present |
1. 3/5/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/06/2020 - 10 Hours Per Month During Securities Trading - Time Spent 1% - Selling life insurance. Agent at 301 Concourse Boulevard, suite 140, Glen Allen, VA 23059. 2. ELIZABETH W. THOMPSON, INDEPENDENT INSURANCE AGENT POSITION: insurance agent NATURE: Sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/16/2001 ADDRESS: 301 Concourse Boulevard, Suite 140, Glen Allen VA 23059, United States DESCRIPTION: Assess and needs based analysis of appropriate insurance coverage for life, disability and long term care 3. OLD DOMINION ASSET MANAGEMENT, INC. POSITION: Director NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/16/2020 ADDRESS: 301 Concourse Blvd, Suite 140, Glen Allen VA 23059, United States DESCRIPTION: DBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-24 |
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