Nicholas Jerry Pangakis

Current Employers

Employment History

• 04/2010 → 11/2018
  Signator Investors Inc Jhfn
  Raleigh, NC
• 11/2018 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Other Businesses

1. CAPITOL FINANCIAL SOLUTIONS POSITION: financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 150 START DATE: 06/11/2018 ADDRESS: 8816 six forks rd suite 301, Raleigh NC 27615, United States DESCRIPTION: Capitol Financial Solutions 2. INSURANCE BROKER POSITION: sole prop NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2006 ADDRESS: 8816 six forks Rd., Raleigh NC 27615, United States DESCRIPTION: fixed insurance 3. MUSICIAN POSITION: musician NATURE: musician - sole prop INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: 2937 creek Moss Ave, Wake Forest NC 27587, United States DESCRIPTION: I play music 4. MOSS CREEK HOA POSITION: president NATURE: HOA INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/12/2026 ADDRESS: 2937 Creek Moss Avenue, Wake Forest NC 27587, United States DESCRIPTION: officer for the HOA of the community I live in. Will help communicate with property management company and residents for budgeting , property maintainance and upkeep

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-29
• S63 Uniform Securities Agent State Law Examination
  1997-09-10