Samuel Chase Lookner

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-10-03

TX RA
APPROVED_RES

Since 2006-10-03

Branch Locations

20 Walnut St Ste 318, Wellesley, MA 02481-2104 • United States

Newton, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Express Financial Advisors Inc.	Costa Mesa	CA	04/1998	03/2020
Ameriprise Financial Services, Llc	Boston	MA	03/2020	Present

04/1998 → 03/2020

American Express Financial Advisors Inc.

Costa Mesa, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Boston, MA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-10-13

S63 Uniform Securities Agent State Law Examination

1997-10-13

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews