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Current Employers
Point Windward Advisors, Inc.

880 Third Ave 16Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-20
  • NY RA
    APPROVED
    Since 2026-02-20

Branch Locations

880 Third Ave 16Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradley R Small New York NY 05/1997 Present
Allstate Insurance Company New York NY 06/2009 02/2020
Nicoletto Small Llc New York NY 06/2008 Present
Beech Hill Securities, Inc. New York NY 02/2020 Present
  • 05/1997 → Present
    Bradley R Small
    New York, NY
  • 06/2009 → 02/2020
    Allstate Insurance Company
    New York, NY
  • 06/2008 → Present
    Nicoletto Small Llc
    New York, NY
  • 02/2020 → Present
    Beech Hill Securities, Inc.
    New York, NY
Previous Registrations
Other Businesses

MEMBER OF NICOLETTO SMALL MUSIC, LLC. 305 East 40th Street, APT 9D, NEW YORK, NY 10016. STARTED IN JUNE 2008. MUSIC PUBLISHING BUSINESS STARTED WITH A PARTNER. WE COMPOSE AND LICENSE MUSIC FOR TELEVISION AND RADIO. ROYALTIES ARE PAID TO ME BY BROADCAST MUSIC, INC (BMI). IT'S A HOBBY THAT OCCUPIES 2-3 HOURS A WEEK. BRADLEY R. SMALL, east 40th Street, APT 9D, NEW YORK, NY 10016. INDEPENDENT INSURANCE AGENT, STARTED IN 1997, APPROXIMATELY 40 HOURS A WEEK. Beech Hill Financial, LLC Investment Related; 880 Third Avenue 16th Floor, New York, NY 10022, Insurance Related; partner and LLC member; June 2021 4hours/month during securities trading hours; assist in operating LLC and Identifying opportunities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-11
S63 Uniform Securities Agent State Law Examination 1997-08-29
  • S65 Uniform Investment Adviser Law Examination
    2021-02-11
  • S63 Uniform Securities Agent State Law Examination
    1997-08-29
Other Names
  • Bradley Raymond Small
  • Brad Small
  • Bradley Small

View on SEC IAPD

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