Brandon Carl Papa

Current Employers

Employment History

• 05/2009 → Present
  Lpl Financial Llc
  Shreveport, LA
• 08/2016 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  Shreveport, LA

Previous Registrations

• 2008-02-29 → 2009-06-01
  Sunset Financial Services, Inc.
  Shreveport, LA
  Shreveport, LA
  Shreveport, LA
• 2002-07-31 → 2002-10-21
  Cambridge Investment Research, Inc.
  Shreveport, LA

Other Businesses

(1) 05/06/2009: DBA for LPL Business (entity for LPL business) - PAPA Financial Services, Inc. - INV. REL. - AT REPORTED BUSINESS LOCATION(S) (2) 01/28/2010: Pierce-Wiley LLC - Business Owner - NOT INV. REL. - AT REPORTED BUSINESS LOCATION(S) - 10% TIME SPENT - Buy and sell mineral interest for profit. In some cases I broker the transaction to a buyer from a land owner and other times I buy them to hold. (3) 08/16/2010: Roman-Gabriel Land Company, LLC - Real Estate Rental - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - 2% TIME SPENT - I have one partner that is a family member. (4) 11/08/2013: HIGHWAY 532 VENTURES - Business Entity For Tax/Investment Purposes Only - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - 2% TIME SPENT (5) 08/19/2016: GWM Advisors, LLC - Registered Investment Advisor DBA - DBA: (Hybrid) Papa Financial Services - INV REL - 7607 Fern Avenue Suite 903 Shreveport, LA 71105 - Started 07/15/2016 - 160 Hr/Mo; 130 Hours During Securities Trading - IAR (6) 08/26/2016: Papa Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - 7607 Fern Avenue, Suite 902, Shreveport, LA 71105 - Start 08/15/2016 - 160 Hr/Mo; 160 Hours During Securities Trading (7) 02/13/2017: Papa Properties - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 02/01/2017 - 0 Hours Per Month/0 Hours During Securities Trading (8) 03/29/2017: PFS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - PFS IS SHORTENED VERSION OF PAPA FINANCIAL SERVICES - Started 03/24/2017 - 160 Hours Per Month/160 Hours During Securities Trading. (9) 5/19/2017 - GWM Shreveport, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/20/2017 - 10 Hours Per Month/2 Hours During Securities Trading. (10) 2/27/2018 - Papa Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 3/8/2018 - 80 Hours Per Month/6 Hours During Trading. (11) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/15/2016 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (12) 08/12/2024 - Famous LA Meat Pie Co - Other - Food Manufacturer - Officer - Not Investment Related - No Location - Start Date 01/02/2012 - 1 Hour Per Month/ 0 Hours During Trading (13) 08/12/2024 - Hodgewells, LLC - Other - Oil and Gas - Investor/ Partner - Not Investment Related - No Location - Start Date 05/01/2024 - 0 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-18
• S66 Uniform Combined State Law Examination
  1997-09-30

Other Names

• Brandon C Papa