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Arax Advisory Partners CRD 133535
$26.5B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-20 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hb Asset Management | Houston | TX | 04/2015 | 11/2016 |
| Global Investor Services, Lc | Houston | TX | 10/2015 | 11/2016 |
| Global Investor Advisory Services | Miami | FL | 04/2016 | 11/2016 |
| Wells Fargo Clearing Services Llc | Houston | TX | 11/2016 | 12/2018 |
| Oppenheimer & Co. Inc | Houston | TX | 12/2018 | 12/2025 |
| Usca Securities Llc | Houston | TX | 12/2025 | Present |
| Us Capital Wealth Advisors Llc | Houston | TX | 12/2025 | 06/2026 |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1.ADVISORY BOARD MEMBER FOR THE BUSH SCHOOL OF GOVERNMENT & PUBLIC SERVICE WHOSE MAIN ACTIVITY IS TO DEVELOP PRINCIPLED LEADERS IN PUBLIC AND INTERNATIONALS AFFAIRS, CONDUIT RESEARCH, AND ENCOURAGE THEM TO PERFORM PUBLIC/COMMUNITY SERVICE IN THEIR CAREERS. 2.THE PETROLEUM CLUB OF HOUSTON. NON-INVESTMENT RELATED. A SOCIAL PRIVATE CLUB. 1201 LOUISIANA ST., 35TH FLOOR, HOUSTON, TX 77002. BOARD MEMBER AS OF JUNE 13, 2023. 4 HOURS ESTIMATED PER MONTH DURING NON-BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-14 |
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