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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-26
PA RA APPROVED 2010-09-10
  • TX RA
    APPROVED_RES
    Since 2026-03-26
  • PA RA
    APPROVED
    Since 2010-09-10

Branch Locations

23 South 4Th Street, Lebanon, PA 17042 • United States

Lititz, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2001 Present
Yocum & Company Lebanon PA 09/2001 Present
Other Businesses

1. YOCUM & COMPANY, INC. 49% OWNER OF ENTITY ESTABLISHED TO FACILITATE INSURANCE AND SECURITIES BUSINESS. INVESTMENT RELATED, AT BRANCH LOCATION. 2. YOCUM & COMPANY, INC. FIXED INSURANCE SALES. INVESTMENT RELATED, AT BRANCH LOCATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-22
  • S63 Uniform Securities Agent State Law Examination
    1997-09-22

View on SEC IAPD

Other Firms

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