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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| PA | RA | APPROVED | 2010-09-10 |
Branch Locations
23 South 4Th Street, Lebanon, PA 17042 • United States
Lititz, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2001 | Present |
| Yocum & Company | Lebanon | PA | 09/2001 | Present |
1. YOCUM & COMPANY, INC. 49% OWNER OF ENTITY ESTABLISHED TO FACILITATE INSURANCE AND SECURITIES BUSINESS. INVESTMENT RELATED, AT BRANCH LOCATION. 2. YOCUM & COMPANY, INC. FIXED INSURANCE SALES. INVESTMENT RELATED, AT BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-22 |
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