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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2015-05-26
FL RA APPROVED 2015-02-23
TX RA APPROVED 2015-01-30
  • VI RA
    APPROVED
    Since 2015-05-26
  • FL RA
    APPROVED
    Since 2015-02-23
  • TX RA
    APPROVED
    Since 2015-01-30

Branch Locations

500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Ft Lauderdale FL 01/2015 Present
City National Bank Fort Lauderdale FL 05/2017 Present
  • 01/2015 → Present
    Ft Lauderdale, FL
  • 05/2017 → Present
    City National Bank
    Fort Lauderdale, FL
Previous Registrations
  • 2012-06-29 → 2015-02-19
    Barclays Capital Inc.
    Miami, FL
  • 2009-06-01 → 2012-07-11
    Miami, FL
  • 2009-04-09 → 2009-06-01
    Morgan Stanley & Co. Llc
    Miami, FL
  • 2003-01-17 → 2009-04-23
    Credit Suisse Securities (Usa) Llc
    Irvine, CA
    Miami, FL
    Miami, FL
  • 1997-09-09 → 2003-01-17
    Pershing Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-10
  • S66 Uniform Combined State Law Examination
    1997-10-10

View on SEC IAPD

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