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Current Employers
Financial Resources Group, Llc

116 Oak Street 2Nd Floor, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-10-18
  • CT RA
    APPROVED
    Since 2018-10-18

Branch Locations

116 Oak Street 2Nd Floor, Glastonbury, CT 06033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Energy Authority Rocky Hill CT 05/2005 Present
Lincoln Financial Securities Glastonbury CT 08/2012 08/2018
Financial Resources Inc. Glastonbury CT 08/2012 Present
Glastonbury Tax Professionals Glastonbury CT 02/2013 Present
Spatsapp, Inc. Weathersfield CT 08/2016 Present
Facts Report, Llc Weathersfield CT 02/2017 Present
Financial Resources Group, Llc Glastonbury CT 08/2018 Present
Financial Resources Group, Llc Glastonbury CT 10/2025 Present
Financial Resources Inc. Glastonbury CT 09/2025 Present
  • 05/2005 → Present
    The Energy Authority
    Rocky Hill, CT
  • 08/2012 → 08/2018
    Lincoln Financial Securities
    Glastonbury, CT
  • 08/2012 → Present
    Financial Resources Inc.
    Glastonbury, CT
  • 02/2013 → Present
    Glastonbury Tax Professionals
    Glastonbury, CT
  • 08/2016 → Present
    Spatsapp, Inc.
    Weathersfield, CT
  • 02/2017 → Present
    Facts Report, Llc
    Weathersfield, CT
  • 08/2018 → Present
    Glastonbury, CT
  • 10/2025 → Present
    Glastonbury, CT
  • 09/2025 → Present
    Financial Resources Inc.
    Glastonbury, CT
Previous Registrations
  • 2012-09-12 → 2018-08-29
    Osaic Fs, Inc.
    Glastonbury, CT
Other Businesses

1)FINANCIAL RESOURCES, INC. 40 HEBRON AVENUE, GLASTONBURY, CT. INSURANCE, INVESTMENT RELATED, AGENT, OFFERS FIXED INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE PRODUCTS, STARTED ON 08/2012 WORKING 10 HPM ALL DURING TRADING HOURS. 2)MARK PAPPA/140 HEBRON AVENUE,SUITE 101-A GLASTONBURY, CT 06033 CATEGORY:TAX PREPARATION INVESTMENT-RELATED:NO TITLE: SOLE PROPRIETOR/TAX PREPARER DUTIES: PREPARE INCOME TAX RETURNS START DATE:3/10/2013 HOURS PER MONTH: 16 HOURS PER MONTH DURING TRADING HOURS:0 3)SpatsApp, Inc, Wethersfield, CT Category: App/web tool development for social media Investment Related: No, with the exception of offering stock options in his company to the programmers developing the app in lieu of salary. Title: Board Member, Owner, President, Treasurer Duties: Fund the startup cost and manage the development team to implement an App/Web tool for social media communications via video for people to debate over a multitude of topics. Start Date: 08/29/2016 Hours per Month: 10 Hours per Month during trading hours: 0 4) Facts Report, LLC., Wethersfield, CT 06109 Category: LLC/Legal Entity/Website Investment Related: No Title: Owner Duties: Operates an impartial website that aims to fight fake news. Start Date: 02/14/17 Hours per Month: 40 Hours per Month during trading hours: 10 5) The Energy Authority, Rocky Hill, CT Category: Energy / non-profit corporation Investment Related: Yes Title: Sales Representative Duties: Sales Representative. Start Date: 05/2005 Hours per Month: 0 Hours per Month during trading hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-04
S63 Uniform Securities Agent State Law Examination 1997-10-03
  • S65 Uniform Investment Adviser Law Examination
    2012-09-04
  • S63 Uniform Securities Agent State Law Examination
    1997-10-03
Other Names
  • Mark A Pappa
  • Mark Alan Pappa

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