Todd David Brown

Employer firm

Peb Capital Management LLC CRD 315241

$171M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 12/2017
  Lpl Financial Llc
  Dublin, OH
• 01/2018 → 08/2021
  Wells Fargo Advisors Financial Network, Llc
  Upper Arlington, OH
• 09/2021 → Present
  Peb Capital Management Llc
  Columbus, OH
• 08/2021 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY

Previous Registrations

• 2018-01-26 → 2021-08-06
  Wells Fargo Advisors Financial Network, Llc
  Upper Arlington, OH
• 2011-07-05 → 2017-12-22
  Lpl Financial Llc
  Dublin, OH
• 2008-10-02 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Plain City, OH
  Hilliard, OH
  Dublin, OH
• 2004-06-24 → 2005-01-05
  Raymond James Financial Services, Inc.
  Newark, OH

Other Businesses

1) 1. PEB Capital Management 2. Investmnet Related 3. 1880 Mackenzie Dr., Suite 100, Columbus, OH 43220 4. Investment Mgmt / Financial Planning 5. Owner / Partner 6. 8/2/20201 7. 160 hrs/mo 8. 160 hrs during trading 9. Providing advice to clients on the fee based side 2) 1. Fixed Insurance 2. Investment related 3. 1880 Mackenzie Dr., Suite 100 Columbus, OH 43220 4. Fixed / Traditional Insurance 5. Agent 6. 08/2021 7. 4 hrs/mo 8. 4 hrs during trading 9. Sales of Fixed / Traditional Insurance products 3) 1. PKS Financial 2. Investment related 3. 80 State St., Albany, NY 12207 4. Fixed / traditional insurance 5. Agent 6. 08/2021 7. 4 hrs/mo 8. 4 hrs during trading 9. Sales of fixed / traditional insurance products

Exams

• S66 Uniform Combined State Law Examination
  2009-10-20