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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-07-15 |
Branch Locations
750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 07/2011 | Present |
Nick and Sherry Verburgt / Bergse Linker Rottekade 329 Rotterdam, 3056LL / Netherlands / Sole Proprietorship / Real Estate / Purchasing a home in the Netherlands and will be rented in Airbnb / Proprietor / owner / Home owner / Start Date 7/4/2019 2) Name of Business: CLS 1111 Ranch LLC./ Address: 3309 Cheeseland Pollok TXUnited States 75969./Investment Related: Yes./ Nature: Working ranch hay, cattle./Role: Proprietor / owner./ Duty: oversight of all aspects of the land./ Start Date: 8/29/2023./ Time Required: N/A. 3) Dee's Cafe, WellsTXUnited States-75976, Sole proprietorship, Food, Beverages & Tobacco, Cafe and Coffee Bar, Proprietor / owner, Setup restaurant and daily bills to maintain the operation, start date-3/1/2025, Investment related-Yes. 4) Lekker Eten, Inc. The Original Ms. Dee's Restaurant, WellsTXUnited States-75976, Sole proprietorship, Food, Beverages & Tobacco, Restaurant, Proprietor / ownerSetup restaurant and daily bills to maintain the operation, start date-4/4/2025, Investment related-Yes100.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-06 |
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