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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-30
  • CA RA
    APPROVED
    Since 2021-11-30

Branch Locations

10325 Meanley Drive, San Diego, CA 92131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 02/2013 09/2019
Mission Federal Credit Union San Diego CA 09/2019 Present
Raymond James Financial Services, Inc. San Diego CA 09/2019 Present
Raymond James Financial Services Advisors, Inc. San Diego CA 11/2021 Present
  • 02/2013 → 09/2019
    Cuso Financial Services, Lp
    San Diego, CA
  • 09/2019 → Present
    Mission Federal Credit Union
    San Diego, CA
  • 09/2019 → Present
    Raymond James Financial Services, Inc.
    San Diego, CA
  • 11/2021 → Present
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-19
S63 Uniform Securities Agent State Law Examination 2004-07-26
  • S65 Uniform Investment Adviser Law Examination
    2021-10-19
  • S63 Uniform Securities Agent State Law Examination
    2004-07-26
Other Names
  • Sreenivas Rao
  • Sreeni Rao
  • Sreeni T Rao

View on SEC IAPD

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