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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-13
SC RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • SC RA
    APPROVED
    Since 2009-01-02

Branch Locations

1151 44Th Avenue North Suite B, Myrtle Beach, SC 29577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors, Inc Myrtle Beach SC 01/2009 Present
Nalts, Llc Myrtle Beach SC 09/2011 Present
Raymond James Financial Services Inc. Myrtle Beach SC 12/2007 Present
Previous Registrations
  • 2005-08-09 → 2007-12-21
    A. G. Edwards & Sons, Inc.
    Myrtle Beach, SC
    Myrtle Beach, SC
Other Businesses

(1)Name of Business: Myrtle Beach Prime Properties, Inc. Address: 1533 Brookgreen Drive, Myrtle Beach, SC, 29577, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Company started with my wife. We will buy and sell homes as opportunities arise. (2)Name of Business: NALTS, LLC Address: 1151 44th Ave N. Suite B Myrtle Beach, SC 29577, Myrtle Beach, SC, 29577, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent contractor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-08
S63 Uniform Securities Agent State Law Examination 1997-10-22
  • S66 Uniform Combined State Law Examination
    2005-08-08
  • S63 Uniform Securities Agent State Law Examination
    1997-10-22
Other Names
  • Mike Evans
  • Charles Michael Evans

View on SEC IAPD

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