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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2019-02-25 |
| TX | RA | APPROVED_RES | 2018-12-12 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. 31 E 12TH STREET OWNERS INC; NEW YORK, NY; TREASURER; RESIDENTIAL COOPERATIVE;.5 HOURS ARE DEVOTED PER WEEK DURING NON TRADING HOURS 2. *420471 - Skyview Enterprises Ltd.; Investment related - Yes; New York, New York; Consulting; Officer, Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/1989; During business hours: 0; After business hours: 0; Business Development/Growth 3. *430331 - Prebiotic Health Sciences; Investment related - Yes; Farmington Hills, Michigan; Biotechnology; Investor, Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/1996; During business hours: 1; After business hours: 0; Fundraising 4.*388758-International Data Base LLC; Investment related -Yes; New York, New York; Investment/Finance/Banking; Officer, Investment Committee, Investor (proprietor, partner, officer, director, employee, trustee, agent); 04/2010; During business hours: 1; After business hours: 1; Check Signing/Funds Disbursements:Investment Decisions/Advice:Accounting/Bookkeeping 5. *451725-Trust; Investment related -Yes; City, State; Trust; Executor/Co-Executor; 08/2020; During business hours: 0; After business hours: 2;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-31 |
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