Lily Ku

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 03/2022
  Nylife Securities
  Flushing, NY
• 03/2011 → 03/2022
  New York Life Insurance Company
  Flushing, NY
• 01/2013 → 03/2022
  Eagle Strategies Llc
  Flushing, NY
• 03/2022 → 01/2024
  Massmutual Life Insurance Co
  Flushing, NY
• 04/2022 → 01/2024
  Mml Investors Services, Llc
  Flushing, NY
• 01/2024 → Present
  New York Life Insurance Company
  Flushing, NY
• 06/2024 → Present
  Nylife Securities Llc
  Flushing, NY

Previous Registrations

• 2022-04-11 → 2024-01-10
  Mml Investors Services, Llc
  Flushing, NY
• 2013-01-30 → 2022-04-07
  Eagle Strategies Llc
  Flushing, NY
  Flushing, NY

Other Businesses

[Wantong Wealth LLC - Dormant;142-05 Roosevelt Ave. 232, Flushing, NY 11354; Start: 08/28/2022; 100% owner; 0 hours per month; not-investment related]

Exams

• S66 Uniform Combined State Law Examination
  2013-01-29
• S63 Uniform Securities Agent State Law Examination
  2011-08-04

Designations

• Chartered Financial Consultant

Other Names

• Lily Ku
• Lily Ku
• Lily Ku