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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-14
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED
    Since 2021-07-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Southampton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company New York NY 07/2004 Present
Mml Investors Services, Llc New York NY 08/2004 Present
Lenox Advisors, Inc. New York NY 07/2004 Present
  • 07/2004 → Present
    Mass Mutual Life Insurance Company
    New York, NY
  • 08/2004 → Present
    New York, NY
  • 07/2004 → Present
    Lenox Advisors, Inc.
    New York, NY
Previous Registrations
  • 2011-03-25 → 2018-07-09
    Lenox Advisors, Inc.
    New York, NY
  • 2002-07-23 → 2004-07-16
    New England Securities
    New York, NY
Other Businesses

NAME: BRENDAN J KENNY / LENOX ADVISORS, INC., INV REL: Y, ADD: 90 PARK AVENUE 18TH FLOOR NEW YORK NY 10016, NATURE: GROUP LIFE, GROUP HEALTH POSITION: SALES. START DATE: 06/28/2004, NO. HR/MO: 20, NO. HR/MO DURING SEC TRADING: 20.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-23
S63 Uniform Securities Agent State Law Examination 1997-08-14
  • S65 Uniform Investment Adviser Law Examination
    1999-03-23
  • S63 Uniform Securities Agent State Law Examination
    1997-08-14
Designations
Other Names
  • Brendon J Kenny

View on SEC IAPD

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