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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-01-19
CA RA APPROVED 2010-01-01
  • TX RA
    APPROVED_RES
    Since 2010-01-19
  • CA RA
    APPROVED
    Since 2010-01-01

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Jackson, WY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc San Diego CA 06/2006 Present
Ubs Financial Services Inc. San Diego CA 01/2010 Present
Previous Registrations
  • 2006-06-19 → 2010-01-01
    Ubs International Inc.
    San Diego, CA
  • 2002-04-30 → 2006-06-21
    Banc Of America Investment Services, Inc.
    San Diego, CA
    San Diego, CA
Other Businesses

1) XCMNV LLC; 8755 Las Vegas Blvd South, Las Vegas, NV 89123; Car and van rental company; Proprietor/owner; supervision of car rental operation; 9/10/2018; Business hours per month: Yes // XODEN LLC; 6130 N Jackson Gap, Aurora, CO 80019; Car and van rental company; Proprietor/owner; supervision of car rental operation; 1/1/2019; Business hours per month: Yes // GREEN MOTION CA LLC; 3355 Admiral Boland Way, Suite R190, San Diego, CA 92101; car/van rental; Partner; Supervisory; 1/1/2016; Business hours per month: No 2) XOM Global SD LLC/ investment related?: yes / 2150 Glasgow Ave, Cardiff, CA, 92007/ Partnership/ Transport/ car/van rental/ Partner/ Supervisory/ start date: 1/1/2016/ time reqd during working hours?: no 3) Pacific Ent LLC/ investment related?: yes/ 2150 Glasgow Ave, cardiff, CA, / Partnership/ Owns the master rights to CA for Green Motion/ holding company for rights to CA for Green Motion/ holding company with no operations owns rights to CA/ start date: 12/3/2018/ time reqd during working hours?: no 4) Pacific Ent LLC/ investment related?: yes/ 2150 Glasgow Ave, cardiff, CA/ partnership/ own commercial real estate/oversee ownership of commercial real estate/ start date: 11/10/2021 5) Pacific Ent LLC, JacksonWyoming United States-83001 Partnership, Real Estate, LLC that owns my personal residence and other commercial property in Colorado, Proprietor / owner, this is an LLC that owns my residnce in wyoming and land in Colorado, start date-11/10/2021, Investment related-Yes. 6) XODEN LLC, ColoradoAurora United States-80019, Company, Transport, Car and van rental company, Proprietor / owner, supervision of car rental operation, Yes, as member of the committee, start date-1/1/2019, Investment related-Yes. 7) XOM Global, jacksonWYUnited States-83001, Company, Transport, holding company for XODEN and XCMNV..no employees or activity...solely a holding company, Proprietor / ownerSupervisory, start date-1/1/2016, Investment Yes. 8)Sorrel LLC,CAUnited States,LLCEducation,An LLC owned by my father, will be used for his estate planning and tyo fund grandchildrens education,Officerim a manager to help my father administer the LLCStart date7/31/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-19
  • S66 Uniform Combined State Law Examination
    1998-05-19
Other Names
  • Francisco X Ortizmena
  • Francisco Xavier Ortizmena

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