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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-12 |
| NY | RA | APPROVED | 2021-04-05 |
| CA | RA | APPROVED | 2014-10-15 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Davie, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Rochdale | New York | NY | 03/2014 | Present |
(1) Name of Entity: Sierra Ranches Community Association Non-investment related Address of Entity: 1950 Hiatus Road, Davie, FL 33324 Nature of OBA: Home Owners Association Position/title/Relationship: Director Start Date: 02/14/23 Time devoted: 5 hours per month; 1 hour during securities trading hours Duties: Helping to direct the operations and finances of my homeowners association Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-13 |
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