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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-05-08 |
| NC | RA | APPROVED | 2011-03-10 |
Branch Locations
4101 Lake Boone Trail Ste 110 [Satellite], Raleigh, NC 27607 • United States
107 Stokley Dr Suite 100, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Raleigh | NC | 03/2011 | Present |
RKJ GROUP, LLC; INVESTMENT RELATED; RALEIGH,NC; 40% OWNERSHIP; START DATE 03/01/2011; NUMBER OF HOURS PER MONTH 250; NUMBER OF HOURS DURING TRADING 130; PASS THROUGH FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-27 |
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