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Daniel Clinton Smith

Arete Wealth Advisors, LLC

West Des Moines, IA

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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-09-21
  • IA RA
    APPROVED
    Since 2018-09-21

Branch Locations

6600 Westown Parkway Suite 190, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Pleasant Hill IA 10/2017 12/2017
Insight Tax & Accounting Services, Llc West Des Moines IA 01/2018 Present
Arete Wealth Managmement, Llc Chicago IL 02/2018 Present
Broker Dealer Financial Services West Des Moines IA 10/2013 09/2017
  • 10/2017 → 12/2017
    Unemployed
    Pleasant Hill, IA
  • 01/2018 → Present
    Insight Tax & Accounting Services, Llc
    West Des Moines, IA
  • 02/2018 → Present
    Arete Wealth Managmement, Llc
    Chicago, IL
  • 10/2013 → 09/2017
    Broker Dealer Financial Services
    West Des Moines, IA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-11-11
  • S63 Uniform Securities Agent State Law Examination
    1997-11-11
Designations

View on SEC IAPD

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Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

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