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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1212 Hobson Road, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Naperville IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Naperville IL 05/2002 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Aurora, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Chicago, IL
    Naperville, IL
  • 2002-09-25 → 2005-07-06
    Banc One Securities Corporation
    Naperville, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-07
S63 Uniform Securities Agent State Law Examination 1999-12-15
  • S65 Uniform Investment Adviser Law Examination
    2000-01-07
  • S63 Uniform Securities Agent State Law Examination
    1999-12-15
Other Names
  • Michael Roman Maday

View on SEC IAPD

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