Natalie Rose Norman

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-18
MN	RA	APPROVED	2016-08-30

TX RA
APPROVED_RES

Since 2020-05-18
MN RA
APPROVED

Since 2016-08-30

Branch Locations

3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Rochester	MN	10/2009	Present

10/2009 → Present

Stifel, Nicolaus & Company, Incorporated

Rochester, MN

Other Businesses

1. NOTARY-State of MN;102 S Broadway Ste 300 Rochester MN 55904;Notarize documents for clients;1/1/14;1 hr/qtr; during securities trading hours; not investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-30
S63	Uniform Securities Agent State Law Examination	2000-04-05

S66 Uniform Combined State Law Examination

2016-08-30
S63 Uniform Securities Agent State Law Examination

2000-04-05

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews