Tammy Thompson Brown

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 06/2020
  Ubs Financial Services Inc.
  St Louis, MO
• 06/2020 → Present
  Raymond James Financial Services, Inc.
  Clayton, MO
• 06/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Clayton, MO
• 06/2020 → 09/2021
  The Mike Brown Financial Group
  Clayton, MO

Previous Registrations

• 2000-06-23 → 2020-06-12
  Ubs Financial Services Inc.
  Clayton, MO
  St Louis, MO

Other Businesses

(1)Name of Business: Brown Family Wealth Advisors Address: 101 S. Hanley Avenue, Suite 700, Clayton, MO, 63105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Brown Family Wealth Advisors co-owner, financial advisor (2)Name of Business: Old North State Investments LLC Address: 246 W Jewel Ave, Kirkwood, MO, 63122-2700, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Officer - CFO Mike Brown, Adam Brown, and I are each one-third owners of this entity (3)Name of Business: Old North State Investments, LLC Address: 165 N Meramec Ave Ste 200, Clayton, MO, 63105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/03/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Brown Family Wealth Advisors Co-owner Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-04
• S63 Uniform Securities Agent State Law Examination
  1997-09-17

Other Names

• Tammy Leigh Thompson
• Tammie Leigh Thompson