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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-06-03 |
Branch Locations
101 S. Hanley Road Suite 700, Saint Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St Louis | MO | 06/2000 | 06/2020 |
| Raymond James Financial Services, Inc. | Clayton | MO | 06/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Clayton | MO | 06/2020 | Present |
| The Mike Brown Financial Group | Clayton | MO | 06/2020 | 09/2021 |
(1)Name of Business: Brown Family Wealth Advisors Address: 101 S. Hanley Avenue, Suite 700, Clayton, MO, 63105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Brown Family Wealth Advisors co-owner, financial advisor (2)Name of Business: Old North State Investments LLC Address: 246 W Jewel Ave, Kirkwood, MO, 63122-2700, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Officer - CFO Mike Brown, Adam Brown, and I are each one-third owners of this entity (3)Name of Business: Old North State Investments, LLC Address: 165 N Meramec Ave Ste 200, Clayton, MO, 63105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/03/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Brown Family Wealth Advisors Co-owner Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-17 |
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