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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| KS | RA | APPROVED | 1999-01-15 |
Branch Locations
601 S Kansas Ave, Topeka, KS 66603-3803 • United States
Topeka, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Topeka | KS | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Topeka | KS | 03/2020 | Present |
Business Ownership; HWO LLC; Collect rent & expenses from individual LLC members, & pay rent and expenses.; Collect funds from individual members of the LLC, and disburse to service providers.; 601 S Kansas Ave, , Topeka, KS, 66603; Not Investment-Related; 07/24/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; 35th Division Association; Member of the Board of Directors; 6700 SW Topeka Blvd, , Topeka, KS, 66619; Not Investment-Related; 01/02/1990; 1 to 9 hours per month; 0 during trading hours / Kansas National Guard & 35th Division Museum; Board of Directors Kansas National Guard Museum - Ameritus; Museum of the Kansas National Guard, 125 SE Airport E. Drive, Topeka, KS, 66619-0285; Not Investment-Related; 09/10/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-26 |
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