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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 03/2012 | Present |
1. 03/05/2025- No Business name- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 03/01/2025- 5 Hours Per Month 2. 03/05/2025- CA- Act in a Fiduciary Capacity- Not INV Related- At Reported Business Location(s)- Start date 07/24/2024- 10 Hours Per Month 3. 03/05/2025- The Jasvinder Rai Living TR Kulvinder Rai TTEE- Act in a Fiduciary Capacity- Not INV Related- At Reported Business Location(s)- Start date 07/24/2024- 10 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-09 |
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