Kulvinder K Rai

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2007-10-08 → 2012-04-24
  Charles Schwab & Co., Inc.
  Reno, NV
  Roseville, CA

Other Businesses

1. 03/05/2025- No Business name- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 03/01/2025- 5 Hours Per Month 2. 03/05/2025- CA- Act in a Fiduciary Capacity- Not INV Related- At Reported Business Location(s)- Start date 07/24/2024- 10 Hours Per Month 3. 03/05/2025- The Jasvinder Rai Living TR Kulvinder Rai TTEE- Act in a Fiduciary Capacity- Not INV Related- At Reported Business Location(s)- Start date 07/24/2024- 10 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2007-09-18
• S63 Uniform Securities Agent State Law Examination
  1997-09-09

Other Names

• Kaye Atwal
• Kulvinder K Atwal
• Kulvinder K Rai
• Kulvinder Kaar Atwal
• Kay Rai
• Kulvinder Kaar Rai