William Hayes Montag

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1997 → Present
  Walt Disney World
  Orlando, FL
• 07/1997 → 08/2023
  Securian Financial Services, Inc.
  Iowa City, IA
• 07/1997 → 10/2021
  C.R.I. Securities, Inc.
  Iowa City, IA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Iowa City, IA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-09-26 → 2023-08-10
  Securian Financial Services, Inc.
  Iowa City, IA
  Iowa City, IA
  St. Paul, MN
• 2007-09-26 → 2021-10-19
  Cri Securities, Llc
  Iowa City, IA
  Iowa City, IA

Other Businesses

NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2011 ADDRESS: , Iowa City IA , United States DESCRIPTION: Agent/Broker LIDO HARBOUR SOUTH INC. POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 2110 Benjamin Franklin Dr., Sarasota FL 34236, United States DESCRIPTION: Treasurer of a non-profit Condominium Association. Assisting with establishing an annual budget, financial report at monthly meetings voting on various topics for the association.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-20
• S63 Uniform Securities Agent State Law Examination
  1997-08-29

Other Names

• Bill Montag