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David Ryan Presley

LPl Financial LLC

Fort Smith, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-28
AR RA APPROVED 2009-03-20
  • TX RA
    APPROVED_RES
    Since 2022-07-28
  • AR RA
    APPROVED
    Since 2009-03-20

Branch Locations

3738 Rogers Ave, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Ft. Smith AR 03/2009 Present
  • 03/2009 → Present
    Lpl Financial Corporation
    Ft. Smith, AR
Previous Registrations
Other Businesses

1. 3/20/09 - DBA - PRESLEY WEALTH MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-02
S63 Uniform Securities Agent State Law Examination 2001-01-08
  • S66 Uniform Combined State Law Examination
    2004-01-02
  • S63 Uniform Securities Agent State Law Examination
    2001-01-08
Other Names
  • David Ryan Presley
  • Ryan Ryan Presley

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ARVEST WEALTH MANAGEMENT
RAYMOND JAMES & ASSOCIATES, INC.
EAGLE STRATEGIES LLC
OSAIC WEALTH, INC.

Other Investors

LAURA DENISE CHAMBERS
ADAM B PLATTNER
MICHAEL TRAVIS NEER
Ross Benham Plattner
Evelyn Kerry Franklin
Dawsyn W Smith
DON RAY MCDONALD
Richard E Dudley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT SMITH, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · FORT SMITH, AR
AMERIPRISE FINANCIAL SERVICES, LLC · FORT SMITH, AR
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT SMITH, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Smith, AR
ARVEST WEALTH MANAGEMENT · FT SMITH, AR
RAYMOND JAMES & ASSOCIATES, INC. · FORT SMITH, AR
EAGLE STRATEGIES LLC · FT. SMITH, AR

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