Francis Peter Mulvey

Citigroup Global Markets Inc.

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-06-23

NY RA
APPROVED

Since 2026-06-23

Branch Locations

Citi Private Bank 388 Greenwich Street, Trading - 5Th Floor, New York, NY 10013 • United States

Citi Wealth Mangement, Capital Markets 750 Washington Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sg Americas Securities, Llc	New York	NY	08/2011	12/2018
Stifel Nicolaus & Co Inc	New York	NY	12/2018	03/2021
Stonex Financial Inc.	Stamford	CT	10/2022	02/2023
Exoduspoint Capital Management	Stamford	CT	03/2021	06/2022
J.P. Morgan Securities Llc	New York	NY	04/2023	04/2026
Unemployed	Westport	CT	03/2023	03/2023
Unemployed	Westport	CT	07/2022	09/2022
Citigroup	New York	NY	04/2026	Present

08/2011 → 12/2018

Sg Americas Securities, Llc

New York, NY
12/2018 → 03/2021

Stifel Nicolaus & Co Inc

New York, NY
10/2022 → 02/2023

Stonex Financial Inc.

Stamford, CT
03/2021 → 06/2022

Exoduspoint Capital Management

Stamford, CT
04/2023 → 04/2026

J.P. Morgan Securities Llc

New York, NY
03/2023 → 03/2023

Unemployed

Westport, CT
07/2022 → 09/2022

Unemployed

Westport, CT
04/2026 → Present

Citigroup

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-23
S63	Uniform Securities Agent State Law Examination	1999-10-21

S65 Uniform Investment Adviser Law Examination

2026-06-23
S63 Uniform Securities Agent State Law Examination

1999-10-21

Other Names

Francis Peter Mulvey
Francis Mulvey

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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