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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-12-06
MN RA APPROVED 2013-11-01
TX RA APPROVED 2006-01-03
  • WI RA
    APPROVED
    Since 2020-12-06
  • MN RA
    APPROVED
    Since 2013-11-01
  • TX RA
    APPROVED
    Since 2006-01-03

Branch Locations

130 W Superior St, Duluth, MN 55802 • United States

Stone Lake, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth MN 05/1997 Present
Bank Of America,N.A. Duluth MN 06/2011 Present
Other Businesses

I*4192265, Entity Type: Entity For Profit, Name of OBA: TLM Holdings LLC, Address: Stone Lake , Wisconsin, 54876, Investment Related: N, Position, Title, Association: Treasurer, Officer, Employee Start Date: 03/20/2026, No Hours: 50 Yearly, No Hours during Trading: 0 Yearly, Duties: I will have limited responsibilities in this LLC. They will be limited to maintenance on the buildings, lawn care, snow removal etc. My wife B will take on a more active role in the VRBO/Storage side of things. At this point in time the LLC will just be holding the vacant pieces of land that we own. We set up an LLC to hold two pieces of property that we currently own as Joint owners. We are also actively looking at another piece of property that would potentially use as a short term vrbo rental as well as a Winter/Summer storage facility for Boats, snowmobiles etc. My wife and I are 50/50 owners in this LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-15
  • S66 Uniform Combined State Law Examination
    2000-01-15
Designations
Other Names
  • Mark E Winberg

View on SEC IAPD

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