Deborah Lynne Frey

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-02-10
TX	RA	APPROVED	2020-04-01
MD	RA	APPROVED	2018-07-03

PA RA
APPROVED

Since 2022-02-10
TX RA
APPROVED

Since 2020-04-01
MD RA
APPROVED

Since 2018-07-03

Branch Locations

30 West Patrick Street Suite 700, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cornerstone Wealth Management Group / Lpl	Hagerstown	MD	01/2009	01/2017
Lpl Financial Llc	Hagerstown	MD	07/2009	01/2017
Cwm, Llc	Hagerstown	MD	01/2017	07/2017
Cetera Advisor Networks, Llc	El Segundo	CA	01/2017	07/2017
Unemployed	Wayensboro	PA	07/2017	02/2018
Morgan Stanley Smith Barney Llc	Frederick	MD	02/2018	Present

01/2009 → 01/2017

Cornerstone Wealth Management Group / Lpl

Hagerstown, MD
07/2009 → 01/2017

Lpl Financial Llc

Hagerstown, MD
01/2017 → 07/2017

Cwm, Llc

Hagerstown, MD
01/2017 → 07/2017

Cetera Advisor Networks, Llc

El Segundo, CA
07/2017 → 02/2018

Unemployed

Wayensboro, PA
02/2018 → Present

Morgan Stanley Smith Barney Llc

Frederick, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-03
S63	Uniform Securities Agent State Law Examination	1997-09-13

S66 Uniform Combined State Law Examination

2018-07-03
S63 Uniform Securities Agent State Law Examination

1997-09-13

Other Names

Deborah Hamilton
Deborah Lynne Frey
Debbie L Hamilton
Debbie L Frey
Deborah Frey
Deborah L. Frey

View on SEC IAPD

Other Firms

MONOCACY WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

LPL ENTERPRISE, LLC

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUIST ADVISORY SERVICES, INC.

J.P. MORGAN SECURITIES LLC

Other Investors

Timothy Lawrence Miller

DAVID ANDREW FRANK

LEE REUEL KRAMER

JEREMIAH COLE THOMPSON

James Christian Peachey

Richard Shawn Nisson

Other Offices

MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD

OSAIC WEALTH, INC. · FREDERICK, MD

EDWARD JONES · FREDERICK, MD

LPL ENTERPRISE, LLC · FREDERICK, MD

LPL FINANCIAL LLC · FREDERICK, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD

TRUIST ADVISORY SERVICES, INC. · FREDERICK, MD

J.P. MORGAN SECURITIES LLC · Ijamsville, MD

More in Frederick, MD

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