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Darryl H Tombacher

Wells Fargo Clearing Services, LLC

New York, NY

Rye Brook, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2016-03-10
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2016-03-10

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Rye Brook, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 03/2016 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Previous Registrations
  • 2003-01-17 → 2016-04-05
    Credit Suisse Securities (Usa) Llc
    New York, NY
    New York, NY
  • 2002-07-09 → 2003-01-17
    Pershing Llc
    New York, NY
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV RELATED; NEY YORK, NY; POA; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; FULL TRADING AUTHORITY ON MOTHER'S BEHALF

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-13
  • S66 Uniform Combined State Law Examination
    1999-11-13

View on SEC IAPD

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