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Joseph William Latino

Cetera Investment Advisers LLC

El Segundo, CA

Fullerton, CA

CRD 2920628

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Fullerton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 05/2013 Present
Cetera Financial Specialists Llc Schaumburg IL 09/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2017 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-22
S63 Uniform Securities Agent State Law Examination 1997-07-18
  • S65 Uniform Investment Adviser Law Examination
    2013-06-22
  • S63 Uniform Securities Agent State Law Examination
    1997-07-18
Other Names
  • Joseph William Latino
  • Joseph William Latino
  • Joseph W Latino
  • Joseph Wiiliam Latino

View on SEC IAPD

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