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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2010-01-19 |
Branch Locations
5025 Arlington Centre Blvd. Ste 195, Columbus, OH 43220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Columbus | OH | 01/2010 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; STATE OF OHIO; NOTARIZE DOCUMENTS; START DATE = 03/01/2010; 15 MINUTES OR LESS DEVOTED PER MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-19 |
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