Ellen Joy Liss

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → Present
  Stifel, Nicolaus & Company Incorporated
  Clayton, MO

Other Businesses

1. Missouri Real Estate License. 2. Forest Park Forever; 5595 Grand Dr; St. Louis, MO 63112; Women's Committee; Plan a once per year fundraiser for Forest Park; 06/26/1998; 4 Hours per Year; Not during securities trading hours; Not-Investment-Related. 4. Jay L. Liss Inc; 8711 Watson Rd, Ste 1000, St. Louis, MO 63119; Medical Corporation; Secretary; Currently no responsibilities; 01/01/1974; 0 Hours per Day; Not during securities trading hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-01
• S63 Uniform Securities Agent State Law Examination
  1997-08-18

Other Names

• Joy Liss