Mark Fowler

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 01/2020
  Bancwest Investment Services
  Pasadena, CA
• 10/2015 → 03/2020
  Bank Of The West
  Pasadena, CA
• 04/2020 → 10/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
• 04/2020 → 10/2021
  Bank Of America, Na
  Pasadena, CA
• 11/2021 → Present
  J.P. Morgan Securities Llc
  Pasadena, CA
• 11/2021 → Present
  Jpmorgan Chase Bank, N.A.
  Pasadena, CA

Previous Registrations

• 2020-05-28 → 2021-12-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Pasadena, CA
• 2016-01-05 → 2020-01-22
  Bancwest Investment Services, Inc.
  Pasadena, CA
  Pasadena, CA
  Lakewood, CA
  City Of Commerce, CA
  Bellflower, CA
  Downey, CA
  San Dimas, CA
  Rancho Cucamonga, CA
  Burbank, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-31
• S63 Uniform Securities Agent State Law Examination
  1997-07-21

Other Names

• Mark Anthony Fowler
• Mark A Fowler