Best Investors Account Sign in

Mark Fowler

J.P. Morgan Securities LLC

Pasadena, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-21
CA RA APPROVED 2021-12-02
  • TX RA
    APPROVED_RES
    Since 2022-09-21
  • CA RA
    APPROVED
    Since 2021-12-02

Branch Locations

201 S. Lake Ave Floor 7, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Pasadena CA 10/2015 01/2020
Bank Of The West Pasadena CA 10/2015 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 04/2020 10/2021
Bank Of America, Na Pasadena CA 04/2020 10/2021
J.P. Morgan Securities Llc Pasadena CA 11/2021 Present
Jpmorgan Chase Bank, N.A. Pasadena CA 11/2021 Present
Previous Registrations
  • 2020-05-28 → 2021-12-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
    Pasadena, CA
  • 2016-01-05 → 2020-01-22
    Bancwest Investment Services, Inc.
    Pasadena, CA
    Pasadena, CA
    Lakewood, CA
    City Of Commerce, CA
    Bellflower, CA
    Downey, CA
    San Dimas, CA
    Rancho Cucamonga, CA
    Burbank, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-31
S63 Uniform Securities Agent State Law Examination 1997-07-21
  • S65 Uniform Investment Adviser Law Examination
    2015-12-31
  • S63 Uniform Securities Agent State Law Examination
    1997-07-21
Other Names
  • Mark Anthony Fowler
  • Mark A Fowler

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor