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Michael Adam Malvin

Decision Investments, Inc.

San Diego, CA

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Current Employers
Decision Investments, Inc.

4445 Eastgate Mall Ste 200, San Diego, CA 92121 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-25
TX RA APPROVED 2015-07-31
  • CA RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED
    Since 2015-07-31

Branch Locations

4445 Eastgate Mall Ste 200, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Decision Investments, Inc. San Diego CA 08/2007 Present
Previous Registrations
  • 2005-06-10 → 2007-08-31
    Citigroup Global Markets Inc.
    San Diego, CA
    San Diego, CA
  • 2002-03-14 → 2005-06-13
    Morgan Stanley Dw Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-20
S65 Uniform Investment Adviser Law Examination 1997-09-15
S63 Uniform Securities Agent State Law Examination 1997-09-08
  • S66 Uniform Combined State Law Examination
    2001-11-20
  • S65 Uniform Investment Adviser Law Examination
    1997-09-15
  • S63 Uniform Securities Agent State Law Examination
    1997-09-08

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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