Brian Joseph Sullivan

Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  New York Life Investments
  Westwood, MA

Previous Registrations

• 2014-11-25 → 2015-11-18
  Braver Wealth Management, Llc
  Needham, MA
• 2012-06-12 → 2013-06-10
  F-Squared Investments, Inc
  Foxboro, MA
• 2008-02-22 → 2008-11-24
  Advisoralliance, Llc
  Westwood, MA

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-12-17
• S65 Uniform Investment Adviser Law Examination
  2012-06-07

Other Names

• Brian Joseph Sullivan