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Brian Joseph Sullivan

New York Life Investment Management LLC

New York, NY

Medfield, MA

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-02-14
  • MA RA
    APPROVED
    Since 2017-02-14

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Medfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investments Westwood MA 08/2015 Present
  • 08/2015 → Present
    New York Life Investments
    Westwood, MA
Previous Registrations
  • 2014-11-25 → 2015-11-18
    Braver Wealth Management, Llc
    Needham, MA
  • 2012-06-12 → 2013-06-10
    F-Squared Investments, Inc
    Foxboro, MA
  • 2008-02-22 → 2008-11-24
    Advisoralliance, Llc
    Westwood, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-17
S65 Uniform Investment Adviser Law Examination 2012-06-07
  • S63 Uniform Securities Agent State Law Examination
    2014-12-17
  • S65 Uniform Investment Adviser Law Examination
    2012-06-07
Other Names
  • Brian Joseph Sullivan

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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