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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-10 |
| OH | RA | APPROVED | 2022-01-31 |
| CT | RA | APPROVED | 2021-08-17 |
| TX | RA | APPROVED | 2021-05-22 |
| NY | RA | APPROVED | 2021-04-23 |
Branch Locations
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
216 Old Country Road 3Rd Fl, Mineola, NY 11501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 06/2005 | 06/2020 |
| Hsbc Securities (Usa) Inc. | New York | NY | 06/2005 | 06/2020 |
| J.P. Morgan Securities Llc | White Plains | NY | 04/2021 | Present |
| Unemployed | Plainview | NY | 07/2020 | 03/2021 |
Entity Name: Liquidpiston Investment related: No "Address: 1292a Blue Hills Avenue Bloomfield, CT 06002 https://liquidpiston.com/ https://www.sec.gov/Archives/edgar/data/1446275/000168316822007065/liquidpiston_253g2.htm" Nature of the other business: Engine Develop Company Position/Title/Relationship: Owner/Partner Start Date: 06/09/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Passive ownership into ""engine"" development company that is R & D phase. Does not require any time or active participation. WHY INVEST? A BETTER ENGINE - BY THE NUMBERS 82 Patents 2 Primary moving parts 10x Up to 10x smaller and lighter 18 Contracts signed totaling over $30M (4 commercial R&D contracts and 14 DoD contracts) 100 First major disruption in engines in 100+ years $400B Addressable market size for engines and hybrid power systems" Entity Name: Boxabl Investment related: No "Address: https://invest.boxabl.com/ (provides all pertinent data/FAQ). BUSINESS ADDRESS: STREET 1:6120 N HOLLYWOOD BLVD STE 104 CITY:LAS VEGAS STATE:NV ZIP:89115 BUSINESS PHONE:5106982462 MAIL ADDRESS: STREET 1:5345 E. N. BELT ROAD CITY:NORTH LAS VEGAS STATE:NV ZIP:89115 " Nature of the other business: Construction Position/Title/Relationship: Owner/Partner Start Date: 06/09/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: passive ownership in private company not publicly traded. Modular builder construction. To my knowledge this has no affiliation to my JPMC role in any capacity. "
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-25 |
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