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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-10
OH RA APPROVED 2022-01-31
CT RA APPROVED 2021-08-17
TX RA APPROVED 2021-05-22
NY RA APPROVED 2021-04-23
  • NJ RA
    APPROVED
    Since 2026-06-10
  • OH RA
    APPROVED
    Since 2022-01-31
  • CT RA
    APPROVED
    Since 2021-08-17
  • TX RA
    APPROVED
    Since 2021-05-22
  • NY RA
    APPROVED
    Since 2021-04-23

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

216 Old Country Road 3Rd Fl, Mineola, NY 11501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 06/2005 06/2020
Hsbc Securities (Usa) Inc. New York NY 06/2005 06/2020
J.P. Morgan Securities Llc White Plains NY 04/2021 Present
Unemployed Plainview NY 07/2020 03/2021
Previous Registrations
  • 2019-10-21 → 2020-06-25
    New York, NY
    New York City, NY
    Melville, NY
    Long Island City, NY
    Melville, NY
    Brooklyn, NY
    Flushing, NY
    New York, NY
Other Businesses

Entity Name: Liquidpiston Investment related: No "Address: 1292a Blue Hills Avenue Bloomfield, CT 06002 https://liquidpiston.com/ https://www.sec.gov/Archives/edgar/data/1446275/000168316822007065/liquidpiston_253g2.htm" Nature of the other business: Engine Develop Company Position/Title/Relationship: Owner/Partner Start Date: 06/09/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Passive ownership into ""engine"" development company that is R & D phase. Does not require any time or active participation. WHY INVEST? A BETTER ENGINE - BY THE NUMBERS 82 Patents 2 Primary moving parts 10x Up to 10x smaller and lighter 18 Contracts signed totaling over $30M (4 commercial R&D contracts and 14 DoD contracts) 100 First major disruption in engines in 100+ years $400B Addressable market size for engines and hybrid power systems" Entity Name: Boxabl Investment related: No "Address: https://invest.boxabl.com/ (provides all pertinent data/FAQ). BUSINESS ADDRESS: STREET 1:6120 N HOLLYWOOD BLVD STE 104 CITY:LAS VEGAS STATE:NV ZIP:89115 BUSINESS PHONE:5106982462 MAIL ADDRESS: STREET 1:5345 E. N. BELT ROAD CITY:NORTH LAS VEGAS STATE:NV ZIP:89115 " Nature of the other business: Construction Position/Title/Relationship: Owner/Partner Start Date: 06/09/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: passive ownership in private company not publicly traded. Modular builder construction. To my knowledge this has no affiliation to my JPMC role in any capacity. "

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-21
S63 Uniform Securities Agent State Law Examination 1997-07-25
  • S66 Uniform Combined State Law Examination
    2019-10-21
  • S63 Uniform Securities Agent State Law Examination
    1997-07-25
Other Names
  • Anson Manon Sung

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